The Essential Role of FINRA in Protecting Investors and Markets
The Financial Industry Regulatory Authority (FINRA) serves as a critical entity in safeguarding the integrity of the U.S. securities markets. By overseeing brokerage firms and enforcing compliance with securities laws, FINRA plays a pivotal role in maintaining investor trust. Established to protect investors and ensure market transparency, the role of FINRA extends beyond mere regulation. … Read more